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MiFID firms are required to take all sufficient steps to obtain the best possible result for their clients when executing orders, which includes taking into account price, costs, speed, likelihood of execution, settlement size or any other consideration relevant to the execution of the order. Nevertheless, where there is a specific instruction from the client, MiFID firms should execute the order in line with the specific instruction. Additionally, MiFID firms are required to summarise and make public the top five execution venues for each class of financial instruments on an annual basis. The latest reports by entity can be accessed by following the links below:
GAM london ltd
| Report | Period | Export as Csv | Export as Pdf |
|---|---|---|---|
|
Article 65(6) - (a) Equities - Shares & Depositary Receipts - Tick size liquidity bands 5 and 6 (from 2000 trades per day) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (k) Exchange Traded Products (Exchange Traded Funds, Exchange Traded Notes and Exchange Traded Commodities) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (b) Debt instruments - (i) Bonds |
2019-01-01 to 2019-12-31 |
Download csv | Download pdf |
|
RTS 28 - (e) Currency derivatives - (ii) Swaps, forwards, and other B3currency derivatives |
2019-01-01 to 2019-12-31 |
Download csv | Download pdf |
|
GAM London Ltd - Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM London Ltd - Currency derivatives Swaps, forwards, and other currency derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM London Ltd - Debt instruments Bonds 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | |
|
GAM London Ltd - Equities - Shares & Depositary Receipts Tick size liquidity band 1 and 2 (from 0 to 79 trades per day) 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM London Ltd - Equities - Shares & Depositary Receipts Tick size liquidity bands 5 and 6 (from 2000 trades per day) 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM London Ltd - Other instruments 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM London Ltd - Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM London Ltd - Debt instruments Bonds 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM London Ltd - Currency derivatives Swaps, forwards, and other currency derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM London Ltd - Equities - Shares & Depositary Receipts Tick size liquidity bands 5 and 6 (from 2000 trades per day) 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
Gam International management ltd
| Report | Period | Export as Csv | Export as Pdf |
|---|---|---|---|
|
Article 65(6) - (c) Interest rates derivatives - (i) Futures and options admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (k) Exchange Traded Products (Exchange Traded Funds, Exchange Traded Notes and Exchange Traded Commodities) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) & RTS 28 - (a) Equities - Shares and Depositary Receipts: Tick size liquidity bands 1 and 2 (from 0 to 79 trades per day) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) & RTS 28 - (a) Equities - Shares and Depositary Receipts: Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) & RTS 28 - (a) Equities - Shares & Depositary Receipts - Tick size liquidity bands 5 and 6 (from 2000 trades per day) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) & RTS 28 - (i) Commodities derivatives and emission allowances Derivatives - (i) Options and Futures admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) & RTS 28 - (m) Other instruments |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (b) Debt instruments - (i) Bonds |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (c) Interest rates derivatives - (ii) Swaps, forwards, and other interest rates derivatives |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (d) Credit derivatives - (ii) Other credit derivatives |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (g) Equity Derivatives - (i) Options and Futures admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (j) Contracts for difference |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM International Management Ltd - Interest rates derivatives Swaps, forwards, and other interest rates derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | ||
|
GAM International Management Ltd - Contracts for difference 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | ||
|
GAM International Management Ltd - Interest rates derivatives Futures and options admitted to trading on a trading venue 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | ||
|
GAM International Management Ltd - Securitized Derivatives Other securitized derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM International Management Ltd - Equity Derivatives Options and Futures admitted to trading on a trading venue 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM International Management Ltd - Equities - Shares & Depositary Receipts Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day) 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Downloads csv | Download pdf |
|
GAM International Management Ltd - Securitized Derivatives Warrants and Certificate Derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM International Management Ltd - Securitized Derivatives Warrants and Certificate Derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM International Management Ltd - Equities - Shares & Depositary Receipts Tick size liquidity band 1 and 2 (from 0 to 79 trades per day) 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
GAM International Management Ltd - Equity Derivatives Swaps and other equity derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Downloads csv | Download pdf |
|
GAM International Management Ltd - Other instruments 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | ||
|
GAM International Management Ltd - Commodities derivatives and emission allowances Derivatives Options and Futures admitted to trading on a trading venue 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | ||
|
GAM International Management Ltd - Credit derivatives Other credit derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | ||
|
GAM International Management Ltd - Currency derivatives Swaps, forwards, and other currency derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | ||
|
GAM International Management Ltd - Debt instruments Bonds 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | ||
|
GAM International Management Ltd - Equity Derivatives Swaps and other equity derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Equity Derivatives Swaps and other equity derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Equity Derivatives Options and Futures admitted to trading on a trading venue 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Debt instruments Bonds 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Equities - Shares & Depositary Receipts Tick size liquidity bands 5 and 6 (from 2000 trades per day) 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Credit derivatives Other credit derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Debt instruments Money markets instruments 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Currency derivatives Swaps, forwards, and other currency derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
GAM International Management Ltd - Interest rates derivatives Swaps, forwards, and other interest rates derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
GAM systematic llp
| Report | Period | Export as Csv | Export as Pdf |
|---|---|---|---|
|
Article 65(6) - (a) Equities - Shares and Depositary Receipts - Tick size liquidity bands 1 and 2 (from 0 to 79 trades per day) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (a) Equities - Shares and Depositary Receipts - Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (a) Equities - Shares & Depositary Receipts - Tick size liquidity bands 5 and 6 (from 2000 trades per day) |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (b) Debt instruments - (ii) Money market instruments |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (c) Interest rates derivatives - (i) Futures and options admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (c) Interest rates derivatives - (ii) Swaps, forwards, and other interest rates derivatives |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (d) Credit derivatives - (ii) Other credit derivatives |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (e) Currency derivatives - (i) Futures and options admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (g) Equity Derivatives - (i) Options and Futures admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (i) Commodities derivatives and emission allowances Derivatives - (i) Options and Futures admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Article 65(6) - (j) Contracts for difference |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (c) Interest rates derivatives - (i) Futures and options admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (e) Currency derivatives - (i) Futures and options admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (g) Equity Derivatives - (i) Options and Futures admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
RTS 28 - (i) Commodities derivatives and emission allowances Derivatives - (i) Options and Futures admitted to trading on a trading venue |
2019-01-01 to 2019-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Debt instruments Money markets instruments 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Currency derivatives Futures and options admitted to trading on a trading venue 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Currency derivatives Swaps, forwards, and other currency derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Interest rates derivatives Swaps, forwards, and other interest rates derivatives 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Commodities derivatives and emission allowances Derivatives Options and Futures admitted to trading on a trading venue 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Equity Derivatives Options and Futures admitted to trading on a trading venue 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Equities - Shares & Depositary Receipts Tick size liquidity bands 5 and 6 (from 2000 trades per day) 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Interest rates derivatives Futures and options admitted to trading on a trading venue 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Contracts for difference 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Debt instruments Money markets instruments 01-Jan-2018_to_31-Dec-2018 RTS-28 Compliance Report |
01-Jan-2018 to 31-Dec-2018 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Currency derivatives Futures and options admitted to trading on a trading venue 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Equities - Shares & Depositary Receipts Tick size liquidity bands 5 and 6 (from 2000 trades per day) 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Credit derivatives Futures and options admitted to trading on a trading venue 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Interest rates derivatives Swaps, forwards, and other interest rates derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Interest rates derivatives Futures and options admitted to trading on a trading venue 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Debt instruments Money markets instruments 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Currency derivatives Swaps, forwards, and other currency derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Contracts for difference 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Commodities derivatives and emission allowances Derivatives Options and Futures admitted to trading on a trading venue 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Equity Derivatives Options and Futures admitted to trading on a trading venue 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |
|
Cantab Capital Partners LLP - Interest rates derivatives Swaps, forwards, and other interest rates derivatives 01-Jan-2017_to_31-Dec-2017 RTS-28 Compliance Report |
2017-01-01 to 2017-12-31 | Download csv | Download pdf |